Global Broker Regulation Inquiry App
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LONGRUN FINANCIAL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：2025-10-30
LONGRUN FINANCIAL
INDUSTRIAL SECURITIES INTERNATIONAL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
INDUSTRIAL SECURITIES INTERNATIONAL
BeeVest Securities Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
BeeVest Securities
Chong Hing Commodities & Futures Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-04
Chong Hing Commodities & Futures
NG Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-29
NG
CAPITAL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-29
CAPITAL
EMPERIO GROUP Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
EMPERIO GROUP
FUTURE SECURITIES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-29
FUTURE SECURITIES
Zheshang International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Zheshang International
CL Group Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
CL GrouP
CHIEF Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
CHIEF
WUCHAN ZHONGDA FUTURES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
WZ GROUP
Deriv Malaysia Verified: Operational Office Confirmed
Field SurveyRegion：
Malaysia
MalaysiaSurvey Date：2025-10-30
deriv
Deriv Malaysia Verified: Operational Office Confirmed
Field SurveyRegion：Malaysia
MalaysiaSurvey Date：2025-10-30
Deriv
D prime Malaysia Verified: Operational Office Confirmed
Field SurveyRegion：Malaysia
MalaysiaSurvey Date：2025-10-27
D prime
CCIB Malaysia Verified: Operational Office Confirmed
Field SurveyRegion：Malaysia
MalaysiaSurvey Date：2025-10-27
CCIB
CHRISTFUND Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-29
CHRISTFUND
CCB International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
CCB International
Moomoo Malaysia Verified: Operational Office Confirmed
Field SurveyRegion：Malaysia
MalaysiaSurvey Date：2025-10-24
moomoo
Manulife Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-29
Manulife
Hong Kong LONGRUN FINANCIAL
Hong Kong INDUSTRIAL SECURITIES INTERNATIONAL
Hong Kong BeeVest Securities
Hong Kong Chong Hing Commodities & Futures
Hong Kong NG
Hong Kong CAPITAL
Hong Kong EMPERIO GROUP
Hong Kong FUTURE SECURITIES
Hong Kong Zheshang International
Hong Kong CL GrouP
Hong Kong CHIEF
Hong Kong WZ GROUP
Malaysia deriv
Malaysia Deriv
Malaysia D prime
Malaysia CCIB
Hong Kong CHRISTFUND
Hong Kong CCB International
Malaysia moomoo
Hong Kong Manulife
Field-Surveyed Broker
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
Regulated
MUFG
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
Regulated
Bright Asset
6.88
Score 5-10 yearsRegulated in JapanInst Deriv Trading License (AGN)Suspicious Operational RegionMedium Risk
Not Regulated
VCM Japan
1.46
Score 2-5 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
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