Global Broker Regulation Inquiry App
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SinoPac Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：2025-12-01
SinoPac Securities (Asia)
MAGIC COMPASS HOLDINGS Hong Kong (Central Plaza 905) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-12-01
MAGIC COMPASS HOLDINGS
Huarong Hong Kong (15th Floor West Wing, China Huarong Tower) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-12-02
Huarong
Royal Forex Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-14
ROYAL FOREX LTD
Yubo Securities Hong Kong (Central Plaza) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-14
Yubo Securities
UBS Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-12-01
UBS
Huarong Hong Kong (East Wing, 15th Floor, China Huarong Tower) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-12-02Huarong
AP CAPITAL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-12-02
AP CAPITAL
Global Finance Asset Management Limited Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-20
Global Finance Asset Management Limited
Global Finance Asset Management LimitedGsgold Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2026-02-02
Gsgold
ASA SECURITIES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-12-02
ASA SECURITIES
JARDINESINVESTMENT Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-13
JARDINESINVESTMENT
Silverlion Securities Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-13
Silverlion Securities
CSCI Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
CHINA SECURITIES INTERNATIONAL
SUNWAH KINGSWAY Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
SUNWAH KINGSWAY
China Galaxy Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-10
China Galaxy
StoneX Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-10
StoneX
MPF Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-10
MPF
Futu Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
FUTU
CMBC Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
CMBC
Hong Kong SinoPac Securities (Asia)
Hong Kong MAGIC COMPASS HOLDINGS
Hong Kong Huarong
Hong Kong ROYAL FOREX LTD
Hong Kong Yubo Securities
Hong Kong UBS
Hong Kong Huarong
Hong Kong AP CAPITAL
Global Finance Asset Management Limited Hong Kong Verified: Operational Office ConfirmedHong Kong Global Finance Asset Management Limited
Hong Kong Gsgold
Hong Kong ASA SECURITIES
Hong Kong JARDINESINVESTMENT
Hong Kong Silverlion Securities
Hong Kong CHINA SECURITIES INTERNATIONAL
Hong Kong SUNWAH KINGSWAY
Hong Kong China Galaxy
Hong Kong StoneX
Hong Kong MPF
Hong Kong FUTU
Hong Kong CMBC
Field-Surveyed Broker
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
Regulated
Bright Asset
6.88
Score 5-10 yearsRegulated in JapanInst Deriv Trading License (AGN)Suspicious Operational RegionMedium Risk
Not Regulated
VCM Japan
1.46
Score 2-5 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
Regulated
MUFG
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
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