Global Broker Regulation Inquiry App
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JMC Capital Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：22-10-2025
JMC Capital
Marex Spectron Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-10-2025
MAREX
KTG Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：21-10-2025
KTG
GNFG Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-10-2025
GNFG
Chaos Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：01-12-2025
CHAOS
Minmetals Financial Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-10-2025
MINMETALS FINANCIAL SERVICES LIMITED
Tradition Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-10-2025
Tradition
Cowen Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：21-10-2025
Cowen
First Shanghai Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-10-2025
First Shanghai
Hantec Hong Kong (South China Building) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：21-10-2025
HANTEC
BOCOM International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：29-10-2025
BOCOM International
HUNGSING Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-10-2025
HUNGSING
T.RowePrice Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
T.RowePrice
CONRAD Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：21-10-2025
CONRAD
CITIC SECURITTIES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：01-12-2025
CITIC SECURITTIES
Point72 Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-10-2025
Point72
Pictet Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-10-2025
Pictet
IMC Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-10-2025
IMC
Head & Shoulders Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：21-10-2025
HEAD & SHOULDERS FINANCIAL GROUP
KAISER Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-10-2025
KAISER
Hong Kong JMC Capital
Hong Kong MAREX
Hong Kong KTG
Hong Kong GNFG
Hong Kong CHAOS
Hong Kong MINMETALS FINANCIAL SERVICES LIMITED
Hong Kong Tradition
Hong Kong Cowen
Hong Kong First Shanghai
Hong Kong HANTEC
Hong Kong BOCOM International
Hong Kong HUNGSING
Hong Kong T.RowePrice
Hong Kong CONRAD
Hong Kong CITIC SECURITTIES
Hong Kong Point72
Hong Kong Pictet
Hong Kong IMC
Hong Kong HEAD & SHOULDERS FINANCIAL GROUP
Hong Kong KAISER
Field-Surveyed Broker
Not Regulated
Quantum Gains
1.22
Score 1-2 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Regulated
HFM
7.74
Score 10-15 yearsRegulated in SeychellesDerivatives Trading License (EP)Self-developedGlobal Business
Not Regulated
Kantox
1.58
Score 5-10 yearsQuestionable Regulatory LicenseHigh Potential Risk
Not Regulated
AXEL
1.21
Score 1-2 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Not Regulated
Fx-Global
1.21
Score 1-2 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
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