Global Broker Regulation Inquiry App
WikiFX
Broker
Rankings
Regulators
Imranali Khatri
Within 1 year

In what ways does Nomura Asset Management’s regulatory standing help safeguard my investments?

Broker Issues
Nomura Asset Management
Regulation
03-05
United States
WikiFX
Reply

Having traded for years, I’ve learned that regulation is the first line of defense for protecting my capital. Nomura Asset Management’s oversight by Japan’s Financial Services Agency (FSA) under a Retail Forex License is particularly significant for me. The FSA is recognized for setting rigorous standards around transparency, risk management, and operational conduct. That means Nomura is required to adhere to stringent guidelines regarding how client funds are handled, disclosure of investment risks, and internal controls. For me, this regulatory scrutiny offers a foundational layer of safety—reducing the likelihood of encountering malpractice or mismanagement. The firm’s history, operating for 15–20 years under continuous regulation, gives me further reassurance. Longevity alone can’t guarantee safety, but it does suggest that the business has met evolving compliance standards over time. Importantly, if a broker is unregulated, I would be shouldering far more risk, as there would be limited external oversight or recourse in the case of issues. Knowing that Nomura Asset Management is held accountable by a top-tier Japanese regulator helps establish a baseline of trust for me. However, I remain cautious in every investment decision: regulation reduces, but cannot eliminate, all risks inherent to trading and asset management.

Select Country/Region
  • Hong Kong

  • Taiwan

    tw.wikifx.com

  • United States

    us.wikifx.com

  • South Korea

    kr.wikifx.com

  • United Kingdom

    uk.wikifx.com

  • Japan

    jp.wikifx.com

  • Indonesia

    id.wikifx.com

  • Vietnam

    vn.wikifx.com

  • Australia

    au.wikifx.com

  • Singapore

    sg.wikifx.com

  • Thailand

    th.wikifx.com

  • Cyprus

    cy.wikifx.com

  • Germany

    de.wikifx.com

  • Russia

    ru.wikifx.com

  • Philippines

    ph.wikifx.com

  • New Zealand

    nz.wikifx.com

  • Ukraine

    ua.wikifx.com

  • India

    in.wikifx.com

  • France

    fr.wikifx.com

  • Spain

    es.wikifx.com

  • Portugal

    pt.wikifx.com

  • Malaysia

    my.wikifx.com

  • Nigeria

    ng.wikifx.com

  • Cambodia

    kh.wikifx.com

  • Italy

    it.wikifx.com

  • South Africa

    za.wikifx.com

  • Turkey

    tr.wikifx.com

  • Netherlands

    nl.wikifx.com

  • United Arab Emirates

    ae.wikifx.com

  • Colombia

    co.wikifx.com

  • Argentina

    ar.wikifx.com

  • Belarus

    by.wikifx.com

  • Ecuador

    ec.wikifx.com

  • Egypt

    eg.wikifx.com

  • Kazakhstan

    kz.wikifx.com

  • Morocco

    ma.wikifx.com

  • Mexico

    mx.wikifx.com

  • Peru

    pe.wikifx.com

  • Pakistan

    pk.wikifx.com

  • Tunisia

    tn.wikifx.com

  • Venezuela

    ve.wikifx.com

United States
※ The content of this website abides with local laws and regulations.
You are visiting the WikiFX website. WikiFX Internet and its mobile products are an enterprise information searching tool for global users. When using WikiFX products, users should consciously abide by the relevant laws and regulations of the country and region where they are located.
consumer hotline:006531290538
Official Email:support@wikifx.com;
Mobile Phone Number:234 706 777 7762;61 449895363
Telegram:+60 103342306
Whatsapp:+852-6613 1970;
License or other information error corrections, please send the information to:qawikifx@gmail.com
Cooperation:fxeyevip@gmail.com