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Is Ichiyoshi Securities overseen by any regulators, and if so, which financial authorities are responsible for its regulation?

Broker Issues
Ichiyoshi Securities
Regulation
07-10
United States
WikiFX
Reply

In my own experience as a trader, regulatory oversight is among the foremost aspects I examine before engaging with any broker. In the case of Ichiyoshi Securities, I confirmed that the company is subject to regulation by the Financial Services Agency (FSA) of Japan. The broker holds a Retail Forex License, specifically license number 関東財務局長(金商)第24号. This means Ichiyoshi Securities must adhere to rigorous Japanese financial regulations, providing a distinct level of credibility and oversight that, for me, is vital when deciding where to trust my funds. The FSA is recognized for its stringent standards, demanding transparent operations, robust financial health, and thorough client protection policies. Given the presence of this regulatory framework, I feel more assured that Ichiyoshi Securities operates within a clear legal structure, which is of particular importance for protecting investors from malpractice and ensuring client assets are managed according to established rules. That said, regulatory status alone does not eliminate all risks, but in my view, being licensed and monitored by the FSA is a foundational requirement for considering a broker to be legitimate and relatively secure.

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