Financial Markets Authority
2011년정부 규제
 The Financial markets Authority (FMA) is a New Zealand government agency responsible for enforcing securities, financial reporting and company law as they apply to financial services and securities markets. The FMA also regulates securities exchanges, financial advisers and brokers, auditors, trustees and issuers - including issuers of KiwiSaver and superannuation schemes. It jointly oversees designated settlement systems in New Zealand, with the Reserve Bank of New Zealand (RBNZ). FMA is a member of New Zealand’s Council of Financial Regulators.
브로커 공시
 공시 요약
 - 공시 정보 매칭 공식 URL 일치
- 공시 시간 2018-08-03
- 처벌 이유 뉴질랜드에서 등록된 금융 서비스 제공자가 아닙니다.
더 많은 규제 공시
 Sanction
      2019-08-07
    
Sanction
      2021-04-01
    
Sanction
      2020-11-05
    
NFA는 일리노이주 시카고에 브로커 Infinity Futures LLC를 소개하여 $120,000의 벌금을 지불하도록 명령합니다.   
  
  
   
          YORK FINANCE
        
          NinjaTrader