Global Broker Regulation Inquiry App
WikiFX
National Futures Association
Year 1982Regulated by Government
National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities.
Disclose broker
Disclosure summary
- Disclosure matching Website matching
- Disclosure time 2021-04-01
- Penalty amount $ 200,000.00 USD
- Reason for punishment The BCC found that OANDA failed to submit accurate daily forex reports to NFA and failed to supervise.
Disclosure details
NFA orders Toronto, Canada retail foreign exchange dealer and futures commission merchant OANDA Corporation to pay a $200,000 fine
For Immediate Release
April 01, 2021
For more information contact:
Karen Wuertz, 312-781-1335, kwuertz@nfa.futures.org
NFA orders Toronto, Canada retail foreign exchange dealer and futures commission merchant OANDA Corporation to pay a $200,000 fine
April 1, Chicago—NFA has ordered OANDA Corporation (OANDA), an NFA Member retail foreign exchange dealer and futures commission merchant headquartered in Toronto, Canada, to pay a $200,000 fine.
The Decision, issued by NFA's Business Conduct Committee (BCC), is based on a Complaint issued by the BCC and a settlement offer submitted by OANDA. The BCC found that OANDA failed to submit accurate daily forex reports to NFA and failed to supervise.
For more information, read the Complaint and Decision.
Annex
More regulatory disclosure
Danger
2021-01-01
Danger
2020-07-13
World Markets 
WorldMarkets
Danger
2020-01-10
Investor alerts Information on Kolusha OÜ 
Jones Mutual