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Regulated
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/10
SMBC Nikko
Japan
|
15-20 years
|
Listed
Regulated in Japan
|
Retail Forex License
|
Self-developed
https://www.smbcnikko.co.jp/en/index.html
Website
Rating Index
Capital Ratio
Capital Ratio
Good
Capital
$ 1,046,511,628 (USD)
Influence
AA
Influence index NO.1
Japan 9.56Capital Ratio
Capital Ratio
Good
Capital
$ 1,046,511,628 (USD)
Ranking in Japan： 42 /415
353.4%
安全的Influence
Influence
AA
Influence index NO.1
Japan 9.56Surpassed 80.70% brokers
Biz Area
Search Statistics
Advertising
Social Media Index
Contact
+81 3-5644-3111
https://www.smbcnikko.co.jp/en/index.html
3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325, Japan
https://x.com/smbcnikko_jp/
Licenses
Licensed Entity：ＳＭＢＣ日興証券株式会社
License No. 関東財務局長(金商)第2251号
VPS Standard
No restriction on the broker account
Single Core
1G
40G
1M*ADSL
Basic Information
Registered Region Japan
JapanOperating Period
15-20 years
Company Name
SMBC Nikko Securities Inc.
Abbreviation
SMBC Nikko
Company employee
9123
Contact Number
+81356443111
Company Website
Company Address
3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325, Japan
Listing Information
Marketing Strategy
Biz Area
Genealogy
Relevant Enterprises
Employees
Company Summary
Disclosure
News
Wiki Q&A
Comment
Listing Information
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Relevant Enterprises
株式会社三井住友フィナンシャルグループ(Japan)
Active
Japan
Registration No.
2010001081053
Established
--
ＳＭＢＣ日興証券株式会社(Japan)
Inactive
Japan
Registration No.
7010001125714
Established
--
Employees
Company Summary
| SMBC Nikko Review Summary | |
| Founded | 2010 |
| Registered Country/Region | Japan |
| Financial Products & Services | Asset management consulting, M&A and financing solutions, Research service |
| Regulation | FSA |
| Customer Support | Phone, Address |
SMBC Nikko Information
Regulated by the FSA and now part of the SMBC Group, SMBC Nikko is a full-service broker focused on improving its client offerings. Their strategic priorities include growing asset management in Japan and expanding their global presence with high-quality financial products to become the preferred securities broker. However, lots of information, including trading fees, deposits, and withdrawals, is not provided on their official website.
Pros and Cons
| Pros | Cons |
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|
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Is SMBC Nikko Legit?
SMBC Nikko has a Retail Forex License regulated by the Financial Services Agency (FSA) in Japan with a license number of 関東財務局長(金商)第2251号.
Financial Products & Services
SMBC Nikko traces its history back to 1918 and has grown to become part of the SMBC Group. As a full-line broker, they focus on enhancing the quality and range of their services to support clients, leveraging the capabilities of the wider corporate group. They are prioritizing asset management in Japan, strengthening global operations, including cross-border M&A and overseas financing, and developing top-tier products, aiming to be the go-to securities broker for their customers.
Education
SMBC Nikko actively promotes financial and economic education as part of its mission as a financial services company. This commitment is demonstrated through initiatives like the Nikko Family Exciting Experience Day, where young students and their families learn about the economy. Additionally, the company offers visits and seminars for students and adults to deepen their understanding of finance and securities firms, including tours of the Tokyo Stock Exchange.
Keywords
- 15-20 years
- Regulated in Japan
- Retail Forex License
- Self-developed
Disclosure
Sanction
Administrative actions against SMBC Nikko Securities Inc. and Sumitomo Mitsui Financial Group, Inc.
Country/Region
Disclosure time
2022-09-28
Disclose broker
Warning
Administrative action against SMBC Nikko Securities Inc.
Country/Region
Disclosure time
2012-08-10
Disclose broker
Warning
Administrative action against SMBC Nikko Securities Inc.
Country/Region
Disclosure time
2011-04-15
Disclose broker
Wiki Q&A
QM Trader 
1-2 years
How do I view SMBC Nikko's legitimacy?
From my perspective, SMBC Nikko is a legitimate broker based on its regulation by the FSA and its affiliation with the SMBC Group. The fact that it is part of a prestigious financial group and is subject to FSA oversight assures me that the broker operates with a high level of professionalism and compliance. However, the absence of clear details on key aspects such as trading fees, account types, and deposit/withdrawal methods does make me cautious. Transparency is a critical factor in building trust, and the lack of information on these aspects raises questions. While SMBC Nikko’s regulatory status and its affiliation with the SMBC Group lend credibility, I believe that providing more detailed information on their website would help solidify their reputation as a trustworthy and fully transparent broker.
Broker Issues
Regulation
08-07
United States
TJensen
1-2 years
Is SMBC Nikko a regulated broker?
SMBC Nikko is indeed a regulated broker, as it is licensed by the Financial Services Agency (FSA) in Japan. The FSA is a respected regulatory authority, enforcing strict rules that ensure brokers operate in a fair and transparent manner. As a regulated entity, SMBC Nikko must adhere to financial regulations that protect client funds, require segregated accounts, and promote market integrity. The broker holds a Retail Forex License under the license number 関東財務局長(金商)第2251号, which indicates that it is legally recognized and required to follow specific legal and ethical guidelines. This regulatory status offers a certain level of security and confidence for potential traders. However, while the regulation provides safety, some important details, like the full fee structure, deposit and withdrawal methods, and account types, are not clearly outlined on the website. This lack of transparency can create uncertainty for traders looking for a clear understanding of the costs and services provided. Therefore, while the broker is regulated and trustworthy, potential clients should reach out directly to SMBC Nikko for more specific information about trading conditions before making any financial decisions.
Broker Issues
Regulation
07-24
United States
Sanjay sirohi
1-2 years
How safe and legitimate is SMBC Nikko?
SMBC Nikko is a legitimate broker, regulated by the FSA in Japan. The broker is part of the reputable SMBC Group, which has been a major financial institution in Japan for over a century. This association adds another layer of trustworthiness, as SMBC Group is widely recognized for its integrity and stability. The FSA regulation ensures that SMBC Nikko operates within the legal framework, offering a level of protection for clients. However, despite the strong regulatory backing, the broker’s website does not provide sufficient details on essential elements such as trading fees, account types, or the deposit/withdrawal process. This creates an issue for potential clients who might want to know exactly what costs they will incur and how they can fund their accounts or withdraw profits. While the broker’s legitimacy is unquestionable due to its regulatory status and affiliation with SMBC Group, the lack of transparency in key areas may lead to concerns among traders who prioritize clear and detailed information before committing funds. I recommend reaching out to SMBC Nikko’s customer support to clarify these aspects before proceeding.
Broker Issues
Regulation
06-13
United States
marcustan
1-2 years
What leverage does SMBC Nikko provide?
The leverage available through SMBC Nikko is not explicitly mentioned on their website, which can be a significant factor for traders who wish to trade on margin. Leverage allows traders to control larger positions with a smaller capital outlay, potentially increasing both profits and losses. Brokers typically offer leverage ranging from 1:30 for retail clients up to much higher levels for professional accounts, but the exact leverage offered by SMBC Nikko remains unclear. Without this critical piece of information, it’s hard to evaluate whether the broker aligns with my risk tolerance and trading strategy. I would recommend directly contacting SMBC Nikko for confirmation on the leverage they provide, as this will help in determining whether the broker’s conditions fit my needs.
Broker Issues
Leverage
Platform
Instruments
Account
05-21
United States
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